While certain professions in the United States had their wages outpace inflation in recent months, others are lagging behind, according to a new report.

In a win for financial data-aggregation firms, the Texas State Securities Board has issued guidance clarifying how financial advisors can tap such platforms to gain insight into their clients' ...

A former financial advisor in Florida is facing charges that he defrauded several investors, primarily Venezuelan nationals, out of more than $94 million in a classic Ponzi scheme.

As the wealth management industry prepares for the great wealth transfer that will put mass wealth in the hands of women, firms should shore up their hiring of women advisors, according to a McKinsey ...

This story originally ran on Financial Advisor IQ's sister publication FundFire.

A former broker in California's East Bay area is facing wire fraud and money-laundering charges in connection with an alleged Ponzi scheme that prosecutors say cost dozens of investors millions of ...

UBS could soon face calls to pay out billions of dollars more to the families of Holocaust victims thanks to the efforts of a powerful billionaire who believes the bank didn't pay enough more than 25 ...

This story originally ran on Financial Advisor IQ's sister publication FundFire.

Raymond James ' Private Client Group posted robust growth in assets in the last quarter, but lower interest rates pushed down the unit's income.

Inflated valuations and a shortage of next-generation advisors have made it more difficult for advisors to form succession plans, but being transparent and offering training for potential successors ...

In recent years, private equity has embedded itself into the registered investment advisor industry through its involvement in scores of mergers and acquisitions, but minority investors and private ...

The value financial advisors bring to their clients extends far beyond the financial, according to a new report.