A version of this story originally ran on Deconstructed, a weekly newsletter from Financial Advisor IQ that breaks down news and perspectives on portfolio construction.

John Thiel may have long ago left his role as the head of wealth management at Merrill Lynch, but he is not done thinking about financial advisors.

Cetera Financial Group has named a former Envestnet executive to lead the RIA Blueprint suite of services for registered investment advisors. A trio of financial advisors have left Procyon to found ...

Cetera Financial Group has named a former Envestnet executive to lead the RIA Blueprint suite of services for registered investment advisors. A trio of financial advisors have left Procyon to found ...

The Securities and Exchange Commission said it's charged a former financial advisor in Florida with fleecing dozens of clients, primarily Venezuelan nationals and including Catholic dioceses, out of ...

The complex terms and aggressive sales tactics often associated with annuities have made many fee-based advisors hesitant to use them, but efforts to simplify messaging about the products and improve ...

Cetera Financial Group has named a former Envestnet executive to lead the RIA Blueprint suite of services for registered investment advisors. A trio of financial advisors have left Procyon to found ...

Following the clearance of its second-to-last consent order this week, Wells Fargo is now one step away from clearing the various restrictions regulators imposed on the bank, largely tied to the ...

JPMorgan Chase is ramping up its pursuit of affluent clients with the addition of more than a dozen of its "financial centers" modeled on First Republic branches.

Cetera Financial Group has named a former Envestnet executive to lead the RIA Blueprint suite of services for registered investment advisors. A trio of financial advisors have left Procyon to found ...

The Financial Industry Regulatory Authority has suspended and fined a former Osaic Wealth broker accused of improperly handling a bequest from a customer's estate.

RBC Wealth Management says it has added an advisor team from UBS, where it oversaw $1.6 billion in client assets. Ashton Thomas Private Wealth has picked up a pair of financial advisors from SVB ...