The Webull Financial application on a smartphone. (Tiffany Hagler-Geard/Bloomberg News) Webull Financial has agreed to pay about $3 million in fines over allegations the online brokerage failed to put ...
NEW YORK, March 9 (Reuters) - The Financial Industry Regulatory Authority on Thursday said it fined retail brokerage Webull Financial $3 million for failing to exercise reasonable due diligence before ...
WASHINGTON--(BUSINESS WIRE)--FINRA announced today that it has fined Webull Financial LLC $3 million for not exercising reasonable due diligence before it approved customers for options trading; not ...
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