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SEC, Robinhood
Wells Fargo and Bank of America Agree to Pay Combined $60 Million to Settle SEC Probe
In the enforcement actions announced Friday, the regulator said the two firms agreed to settle the charges without admitting or denying any wrongdoing.
Robinhood agrees to pay $45M in SEC settlement
Robinhood has agreed to fork out $45 million to settle an investigation by the Securities and Exchange Commission over several alleged violations, reported the Wall Street Journal on Monday. The settlement is being made via two of Robinhood’s brokerage units.
Robinhood to Pay $45 Million Settlement Over SEC Violations
In a significant settlement, Robinhood has agreed to pay $45 million to the U.S. Securities and Exchange Commission (SEC) to resolve allegations of violating multiple securities laws. The SEC’s order found that Robinhood Securities LLC and Robinhood Financial LLC had breached over 10 regulatory provisions,
1d
on MSN
SEC Settles Charges Against US Hedge Fund Over Investment Model Vulnerabilities
Two Sigma voluntarily repaid $165 million to impacted funds and accounts during the SEC's investigation and agreed to pay $90 ...
14h
on MSN
Why Trump’s New Crypto Era May be Less Wild, and More Profitable, Than Investors Think
The end of the SEC’s regulate-by-enforcement strategy will be an improvement, however it shakes out, Howard Fischer and ...
4d
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
The upstart brokerage agreed to pay the Securities and Exchange Commission for failing to protect sensitive customer data, ...
Cryptopolitan on MSN
2d
U.S. SEC files last-minute opening brief against Ripple challenging 2023 ruling
The U.S. SEC is willing to continue its years-long battle with the blockchain-powered cross-border remittance provider Ripple ...
The Daily Hodl
2d
US Judge Deems SEC’s Order To Deny Coinbase Rulemaking Petition ‘Arbitrary and Capricious’
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...
3d
SEC sues Elon Musk for alleged securities violations stemming from his acquisition of Twitter
The Securities and Exchange Commission, which is responsible for enforcing laws against market manipulation, says the SpaceX ...
7d
on MSN
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
The Securities and Exchange Commission said it reached a settlement agreement with WWE co-founder Vince McMahon, which ...
UPI
3d
SEC sues Elon Musk for alleged failure to file timely disclosure of Twitter share purchases
Jan. 14 (UPI) --The
U.S. Securities and Exchange Commission
is suing Elon Musk for allegedly failing to properly disclose his purchase of Twitter shares before buying the company, currently known ...
7d
Crypto litigation brought against the SEC and the implications of a new administration
Alexander C. Drylewski, Daniel Michael and Shaud G. Tavakoli of Skadden, Arps, Slate, Meagher & Flom LLP discuss lawsuits ...
1h
on MSN
Trump Set to Start Slashing Regulations Across Government in Bonfire of Red Tape
President-elect Donald Trump has said he plans to embark next week on one of the most sweeping deregulatory drives in U.S.
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